Posted: April 2017
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D Magazine – Top Wealth Managers Rankings Methodology disclosure:
D Magazine invites every wealth management firm and team in the Dallas-Fort Worth chapter of the Financial Planning Association, Chartered Financial Analyst Institute, and the Wealth Institute to participate in its Top Wealth Managers ranking surveys. The final list was selected by a panel of local wealth managers which did not include any employees of RGT.
In order to qualify for the final list, firms were required to meet the following criteria:
• Must have been in business for at least five years as of the application deadline;
• Must maintain fiduciary status for their clients;
• Minimum total assets under management for individual clients of $100 million;
• Average assets under management per client of at least $1 million;
• Client retention rate of 95% over the last two years; and
• No current disciplinary action.
Though RGT did not pay a fee to apply for the ranking, the firm does purchase goods or services from the publisher of the award (e.g., subscriptions to publications and reprints of the ranking).
Questions regarding rankings, recognitions, or the criteria used by RGT to qualify should be directed to RGT’s Chief Compliance Officer.
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DEFINITIONS AND DOCUMENTS
CFP® and CERTIFIED FINANCIAL PLANNERTM – are certification marks owned by the Certified Financial Planner Board of Standard, Inc. These marks are awarded to individuals who successfully complete the CFP Board’s initial and ongoing certification requirements
Chartered Financial Analyst (CFA) – A financial analyst who has been awarded the CFA charter from the Association of Investment Management and Research (AIMR).
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Form ADV – The uniform form for use by investment advisors to register and update registrations with the Securities and Exchange Commission and the jurisdictions that require advisors to register. The form is also used to comply with SEC Rule 206(4)-4, which obligates investment advisors to disclose relevant financial and disciplinary information to clients.
RGT Wealth Advisors
ATTN: Rick Staples